Compliance services
Compliance projects
Axiom has the expertise to implement, manage and resource compliance projects including:
- Money Laundering Identification
- Compliance Manuals
- Customer Classification
- Risk management
- Training and Competence
- Preparation for, attendance at or a response to an FSA visit
- FSA Authorisation
- Projects determined by your firm’s needs
Axiom will provide an independent approach to your compliance project and resources and skills where they may not be available internally. We will react promptly, efficiently and accurately whether in response to an internal concern or one that may have been raised by the regulators.