Axiom Compliance
Compliance professionals with commercial know-how

• FSA authorisation
• Exchange membership
• Regulatory advice
• Compliance projects
• Energy & Oil Market Participants
• Operational risk assessments

• Health checks & independent compliance reports
• Money laundering prevention
• Monitoring and internal procedures
• Training and competence
• Outsourcing
• Mortgage and general insurance

Mortgage and general insurance regulation

The FSA’s regulatory role has been extended to mortgage regulation and the sale of general insurance.

Axiom is well placed to assist mortgage and general insurance providers with:

• FSA authorisation applications
• Internal compliance procedures
• Compliance manuals
• Money laundering prevention
• Ongoing and ad hoc compliance advice

Axiom’s services can be provided on an interim or ongoing basis according to your needs.