Compliance services
Axiom provides a wide range of financial compliance services across banking, financial institutions, mortgage and insurance providers
Our services are designed to ensure that you do not breach the regulations and to facilitate easy and productive communications with the Financial Services Authority ("FSA").
Our niche services to financial institutions include:
- FSA authorisation
- Exchange membership
- Regulatory advice
- Compliance projects
- Energy & Oil Market Participants
- Operational risk assessments
- Health checks & independent compliance reports
- Money laundering prevention
- Monitoring and internal procedures
- Training and competence
- Outsourcing
- Mortgage and general insurance